Calculus

Applications of the Derivative

Asymptotes

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Problem 1
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Problems 2-12

An asymptote of a curve \(y = f\left( x \right)\) that has an infinite branch is called a line such that the distance between the point \(\left( {x,f\left( x \right)} \right)\) lying on the curve and the line approaches zero as the point moves along the branch to infinity.

Asymptotes can be vertical, oblique (slant) and horizontal. A horizontal asymptote is often considered as a special case of an oblique asymptote.

Vertical Asymptote

The straight line \(x = a\) is a vertical asymptote of the graph of the function \(y = f\left( x \right)\) if at least one of the following conditions is true:

\[{\lim\limits_{x \to a – 0} f\left( x \right) = \pm \infty ,\;\;\;}\kern-0.3pt{\lim\limits_{x \to a + 0} f\left( x \right) = \pm \infty .}\]

In other words, at least one of the one-sided limits at the point \(x = a\) must be equal to infinity.

A vertical asymptote occurs in rational functions at the points when the denominator is zero and the numerator is not equal to zero (i.e. at the points of discontinuity of the second kind). For example, the graph of the function \(y = {\large\frac{1}{x}\normalsize}\) has the vertical asymptote \(x = 0\) (Figure \(1\text{).}\) In this case, both one-sided limits (from the left and from the right) tend to infinity:

\[{\lim\limits_{x \to 0 – 0} \frac{1}{x} = – \infty ,\;\;\;}\kern-0.3pt{\lim\limits_{x \to 0 + 0} \frac{1}{x} = + \infty .}\]

A function which is continuous on the whole set of real numbers has no vertical asymptotes.

Example of a function that has a vertical asymptote

Figure 1.

A function with an oblique (slant) asymptote

Figure 2.

Oblique Asymptote

The straight line \(y = kx + b\) is called an oblique (slant) asymptote of the graph of the function \(y = f\left( x \right)\) as \(x \to +\infty\) (Figure \(2\)) if

\[{\lim\limits_{x \to + \infty } \left[ {f\left( x \right) – \left( {kx + b} \right)} \right]} = {0.}\]

Similarly, we introduce oblique asymptotes as \(x \to -\infty.\)

The oblique asymptotes of the graph of the function \(y = f\left( x \right)\) may be different when \(x \to +\infty\) and \(x \to -\infty.\)

Therefore, when finding oblique (or horizontal) asymptotes, both cases should be considered separately.

The coefficients \(k\) and \(b\) of an oblique asymptote \(y = kx + b\) are defined by the following theorem:

A straight line \(y = kx + b\) is an asymptote of a function \(y = f\left( x \right)\) as \(x \to +\infty\) if and only if the following two limits are finite:

\[
{\lim\limits_{x \to + \infty } \frac{{f\left( x \right)}}{x} = k\;\;\text{and}\;\;\;}\kern-0.3pt
{\lim\limits_{x \to + \infty } \left[ {f\left( x \right) – kx} \right] = b.}
\]

Proof.
Necessity. Let the straight line \(y = kx + b\) be an asymptote of the graph of \(y = f\left( x \right)\) as \(x \to +\infty.\) Then the following condition is true:

\[\lim\limits_{x \to + \infty } \left[ {f\left( x \right) – \left( {kx + b} \right)} \right] = 0\]

or, equivalently,

\[
{f\left( x \right) = kx + b + \alpha \left( x \right),\;\;\;}\kern-0.3pt
{\text{where}\;\;\lim\limits_{x \to + \infty } \alpha \left( x \right) = 0.}
\]

Dividing both sides of the equation by \(x,\) we obtain:

\[
{\frac{{f\left( x \right)}}{x} = \frac{{kx + b + \alpha \left( x \right)}}{x},\;\;}\Rightarrow
{\frac{{f\left( x \right)}}{x} = k + \frac{b}{x} + \frac{{\alpha \left( x \right)}}{x}.}
\]

Consequently, in the limit as \(x \to +\infty,\) we have

\[
{\lim\limits_{x \to + \infty } \frac{{f\left( x \right)}}{x} }
= {\lim\limits_{x \to + \infty } \left[ {k + \frac{b}{x} + \frac{{\alpha \left( x \right)}}{x}} \right]} = {k,}
\]
\[
{\lim\limits_{x \to + \infty } \left[ {f\left( x \right) – kx} \right] }
= {\lim\limits_{x \to + \infty } \left[ {b + \alpha \left( x \right)} \right]} ={ b.}
\]

Sufficiency. Suppose that there are finite limits

\[
{\lim\limits_{x \to + \infty } \frac{{f\left( x \right)}}{x} = k\;\;\;\text{and}\;\;\;}\kern-0.3pt
{\lim\limits_{x \to + \infty } \left[ {f\left( x \right) – kx} \right] = b.}
\]

The second limit can be written as

\[{\lim\limits_{x \to + \infty } \left[ {f\left( x \right) – \left( {kx + b} \right)} \right]} = {0,}\]

that meets the definition of an oblique asymptote. Thus, the straight line \(y = kx + b\) is an asymptote of the function \(y = f\left( x \right).\)

Note: Similarly we can prove the theorem for the case of \(x \to \infty.\)

Horizontal Asymptote

In particular, if \(k = 0,\) we obtain a horizontal asymptote, which is described by the equation \(y = b.\) The theorem on necessary and sufficient conditions for the existence of a horizontal asymptote is stated as follows:

A straight line \(y = b\) is an asymptote of a function \(y = f\left( x \right)\) as \(x \to +\infty,\) if and only if the following limit is finite:

\[\lim\limits_{x \to + \infty } f\left( x \right) = b.\]

The case \(x \to -\infty\) is considered in the same way.

Asymptotes of a Parametrically Defined Curve

Let a plane curve be defined by the parametric equations

\[{x = \varphi \left( t \right),\;\;\;}\kern-0.3pt{y = \psi \left( t \right).}\]

This curve has a vertical asymptote \(x = a\) as \(t \to {t_1}\) if the following conditions are true:

\[
{\lim\limits_{t \to {t_1}} \varphi \left( t \right) = a\;\;\;\text{and}\;\;\;}\kern-0.3pt
{\lim\limits_{t \to {t_1}} \psi \left( t \right) = \pm \infty .}
\]

Similarly, a parametrically defined curve has a horizontal asymptote \(y = b\) as \(t \to {t_2}\) if

\[
{\lim\limits_{t \to {t_2}} \varphi \left( t \right) = \pm \infty\;\;\;\text{and}\;\;\;}\kern-0.3pt
{\lim\limits_{t \to {t_2}} \psi \left( t \right) = b.}
\]

Here \(a\) and \(b\) are finite quantities.

A parametrically defined curve has an oblique asymptote \(y = kx + b\) as \(t \to {t_3}\) if, at this value of \(t,\) both limits are infinite:

\[
{\lim\limits_{t \to {t_3}} \varphi \left( t \right) = \pm \infty ,\;\;\;}\kern-0.3pt
{\lim\limits_{t \to {t_3}} \psi \left( t \right) = \pm \infty ,}
\]

and the coefficients \(k\) and \(b\) have finite values:

\[
{k = \lim\limits_{t \to {t_3}} \frac{{\psi \left( t \right)}}{{\varphi \left( t \right)}},\;\;\;}\kern-0.3pt
{b = \lim\limits_{t \to {t_3}} \left[ {\psi \left( t \right) – k\varphi \left( t \right)} \right].}
\]

Asymptote of a Polar Curve

Consider a curve given in polar coordinates by the equation

\[{\rho = \rho \left( \varphi \right)\;\;\;\text{or}\;\;\;}\kern-0.3pt{F\left( {\rho ,\varphi } \right) = 0.}\]

Its asymptote (if it exists) can be described by the two parameters: the distance \(p\) from the center to the asymptote (segment \(OA\) in Figure \(3\text{)}\) and the angle \(\alpha\) of inclination of the asymptote to the polar axis.

These parameters \(\alpha\) and \(p\) are defined by the formulas

Asymptote of a polar curve

Figure 3.

\[
{\alpha = \lim\limits_{\rho \to \infty } \varphi ,\;\;\;}\kern-0.3pt
{p = \lim\limits_{\rho \to \infty } \left[ {\rho \sin \left( {\alpha – \varphi } \right)} \right].}
\]

Notes:

  1. In the last formula, the limit transition \(\rho \to \infty\) can be replaced by an equivalent condition \(\varphi \to \alpha;\)
  2. The parameter \(p\) can be both positive and negative.

Asymptotes of an Implicit Curve

An implicitly defined algebraic curve is described by the equation

\[F\left( {x,y} \right) = 0,\]

where the left-hand side is a polynomial in the variables \(x\) and \(y.\)

In differential geometry, the following method for finding an oblique asymptote of an algebraic curve is used. Suppose that the asymptote is described by the equation \(y = kx + b.\) Substituting this expression for \(y\) in the equation of the curve, we obtain an algebraic equation in one variable \(x:\)

\[{{A_0}{x^n} + {A_1}{x^{n – 1}} + \ldots} + {{A_{n – 1}}x + {A_n} = 0,}\]

where the coefficients \({A_i}\) depend on the parameters of the asymptote \(k\) and \(b\) (the coefficient \({A_0}\) depends only on \(k\)). The values of \(k\) and \(b\) can be determined from the condition:

\[\left\{ \begin{array}{l}
{A_0}\left( k \right) = 0\\
{A_1}\left( {k,b} \right) = 0
\end{array} \right..\]

To find a vertical asymptote, it is necessary to substitute its equation
\(x = a\) in the equation of the curve and convert the latter to the form:

\[{{B_0}{y^n} + {B_1}{y^{n – 1}} + \ldots} + {{B_{n – 1}}y + {B_n} = 0.}\]

A necessary condition for the existence of a vertical asymptote is the absence of the term of the highest degree \({B_0}{y^n}\) in the last equation.

The value of the parameter \(a\) is determined from the condition

\[{B_1}\left( a \right) = 0.\]

The above formulas for the asymptotes of an implicit curve are valid if the curve has no singular points at infinity.

Solved Problems

Click on problem description to see solution.

 Example 1

Find the asymptotes of the graph of function

\[y = \frac{x}{{x + 1}}.\]

 Example 2

Find the asymptotes of the graph of function

\[y = \frac{x}{{{{\left( {x – 1} \right)}^2}}}.\]

 Example 3

Find the asymptotes of the graph of the function

\[y = \frac{{3{x^2} – 2x + 1}}{{x – 1}}.\]

 Example 4

Find the asymptotes of the graph of the function

\[y = x + \arctan x.\]

 Example 5

Find the asymptotes of the graph of the function

\[y = \frac{{\sqrt {1 + {x^2}} }}{{x – 1}}.\]

 Example 6

Find the asymptotes of the curve defined by the parametric equations

\[
{x = \varphi \left( t \right) = \frac{1}{{t – 2}},\;\;\;}\kern-0.3pt
{y = \psi \left( t \right) = \frac{t}{{t – 1}}.}
\]

 Example 7

Find the asymptotes of the curve defined by the parametric equations

\[
{x = \varphi \left( t \right) = \frac{t}{{1 – {t^2}}},\;\;}\kern-0.3pt
{y = \psi \left( t \right) = \frac{{{t^2}}}{{1 – {t^2}}}}
\]

 Example 8

Find the asymptotes of the hyperbolic spiral given by the equation \(\rho = {\large\frac{a}{\varphi }\normalsize}.\)

 Example 9

Find the asymptotes of the curve given in polar coordinates:

\[\rho = a\tan \varphi .\]

 Example 10

Find the asymptotes of the folium of Descartes given by the equation

\[{x^3} + {y^3} = 3axy.\]

 Example 11

Find the asymptotes of the cissoid of Diocles defined by the equation

\[{{y^2}\left( {2a – x} \right) = {x^3},\;\;\;}\kern-0.3pt{a \gt 0.}\]

 Example 12

Prove that the functions

\[
{{f\left( x \right) = \sqrt {{x^2} + 4x + 3} \;\;\;\text{and}}\;\;\;}\kern-0.3pt
{g\left( x \right) = \frac{{{x^3} + 2{x^2}}}{{{x^2} + 1}}}
\]

are asymptotically equal to each other when \(x \to +\infty.\) Estimate the error of the approximate equality \(f\left( {100} \right) \approx g\left( {100} \right).\)

Example 1.

Find the asymptotes of the graph of function

\[y = \frac{x}{{x + 1}}.\]

Solution.

When \(x = -1,\) the function has a discontinuity of the second kind. Indeed:

\[
{\lim\limits_{x \to – 1 – 0} f\left( x \right) }
= {\lim\limits_{x \to – 1 – 0} \frac{x}{{x + 1}} }
= {\frac{{ – 1}}{{\left( { – 1 – 0} \right) + 1}} }
= {\frac{{ – 1}}{{ – 0}} = + \infty ,}
\]
\[
{\lim\limits_{x \to – 1 + 0} f\left( x \right) }
= {\lim\limits_{x \to – 1 + 0} \frac{x}{{x + 1}} }
= {\frac{{ – 1}}{{\left( { – 1 + 0} \right) + 1}} }
= {\frac{{ – 1}}{{ + 0}} = – \infty .}
\]

Hence, \(x = -1\) is the equation of the vertical asymptote.

Find the horizontal asymptote. Compute the limit:

\[{\lim\limits_{x \to \pm \infty } \frac{x}{{x + 1}}} ={ \lim\limits_{x \to \pm \infty } \frac{1}{{1 + \frac{1}{x}}} }={ 1.}\]

Thus, there exists a horizontal asymptote for the curve, and its equation is \(y = 1.\)

The function has no oblique asymptotes. This can be verified by calculating the coefficients \(k\) and \(b:\)

\[
{k = \lim\limits_{x \to \pm \infty } \frac{{y\left( x \right)}}{x} }
= {\lim\limits_{x \to \pm \infty } \frac{x}{{\left( {x + 1} \right)x}} }
= {\lim\limits_{x \to \pm \infty } \frac{x}{{{x^2} + x}} }
= {\lim\limits_{x \to \pm \infty } \frac{{\frac{1}{x}}}{{1 + \frac{1}{x}}} = 0,}
\]
Asymptotes of the function x/(x+1)

Figure 4.

\[
{b = \lim\limits_{x \to \pm \infty } \left[ {y\left( x \right) – kx} \right] }
= {\lim\limits_{x \to \pm \infty } \left( {\frac{x}{{x + 1}} – 0} \right) }
= {\lim\limits_{x \to \pm \infty } \frac{1}{{1 + \frac{1}{x}}} = 1.}
\]

It can be seen that actually we obtained the horizontal asymptote, which has already been defined above.

So, the graph of the function has the vertical asymptote \(x = -1\) and the horizontal asymptote \(y = 1\) (Figure \(4\)).

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Problem 1
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Problems 2-12